Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
16-02728 | 04/20/2017 | Claimant(s): Matthew Jehn Claimant Lawyers(s): Dennis J. Concilla Respondent(s): WRP Investments., Wellstone Securities Respondent Lawyers(s): Raymond Noragon, CCO, William R. Pintaric, Jr., VP Arbitrator(s): Julius Z. Frager, Christy K. Radigan, W Charles Curley Hearing Site: Columbus, OH | ||
15-03138 | 02/16/2017 | Claimant(s): James F. Kerg Revocable Living Trust Claimant Lawyers(s): Dennis J. Concilla Respondent(s): Wells Fargo Advisors Financial Network, Eric Haubert Respondent Lawyers(s): Alan Rafterman Arbitrator(s): Emily J. Lewis, Stephen D Kursman, W Charles Curley Hearing Site: Columbus, OH | Expungement | |
15-01601 | 02/01/2016 | Claimant(s): Raymond Klosz, Traci Born Claimant Lawyers(s): Dennis J. Concilla Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Erin K. Linehan Arbitrator(s): Lynn Hirschfeld Brahin, George H. Perich, W Charles Curley Hearing Site: Columbus, OH |