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FINRA Awards for Eric Haubert

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0289104/01/2021Claimant(s): Eric Haubert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard W. Dissen
Hearing Site: Columbus, OH
15-0313802/16/2017Claimant(s): James F. Kerg Revocable Living Trust
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Wells Fargo Advisors Financial Network, Eric Haubert
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Emily J. Lewis, Stephen D Kursman, W Charles Curley
Hearing Site: Columbus, OH
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