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FINRA Awards for Travis Hughes

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0298807/26/2024Claimant(s): Travis Hughes
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Jay H. Feldstein
Hearing Site: Albuquerque, NM
23-0116105/31/2024Claimant(s): Travis Hughes
Claimant Lawyers(s): Michael Bessette
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Renata Ortiz Bloom
Arbitrator(s): Charles Earle Riggs
Hearing Site: Albuquerque, NM
23-0090101/11/2024Claimant(s): Travis Hughes
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Roger A. Geddes
Hearing Site: Albuquerque, NM
18-0116211/29/2018Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Albuquerque, NM
18-0126611/14/2018Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, The Equitable Life Assurance Society
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Albuquerque, NM
16-0300610/06/2017Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Investors Capital Corp.
Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr
Arbitrator(s): Donald Dreyfus
Hearing Site: Albuquerque, NM

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