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FINRA Awards for Spartan Securities Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0092605/28/2021Claimant(s): Spartan Securities Group, Ltd.
Claimant Lawyers(s): Patricia A Leonard
Respondent(s): Gregory Garrabrants, Scott Reynolds, Axos Clearing LLC, SRR Fortress Capital
Respondent Lawyers(s): Adam C. Ford, Polly Towill
Arbitrator(s): Steven R. Reininger, John H. Foster, Martin I Jaffe
Hearing Site: Boca Raton, FL
09-0072204/23/2010Claimant(s): White Pacific Securities.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Spartan Securities Group, LTD
Respondent Lawyers(s): Elizabeth Campbell
Arbitrator(s): Nicholas J. Caputo, Mary Curran, Peter Anthony Sigal
Hearing Site: San Francisco, CA

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