Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00926 | 05/28/2021 | Claimant(s): Spartan Securities Group, Ltd. Claimant Lawyers(s): Patricia A Leonard Respondent(s): Gregory Garrabrants, Scott Reynolds, Axos Clearing LLC, SRR Fortress Capital Respondent Lawyers(s): Adam C. Ford, Polly Towill Arbitrator(s): Steven R. Reininger, John H. Foster, Martin I Jaffe Hearing Site: Boca Raton, FL | ||
| 09-04338 | 03/10/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Charles M. Dalziel Respondent(s): Diana Swan Respondent Lawyers(s): Thomas R. Mason Arbitrator(s): Stephen Z. Frank, B. J. Krintzman, John H. Foster Hearing Site: Boston, MA |  | $0 |
| 06-03863 | 05/14/2008 | Claimant(s): Valerie Simmons Claimant Lawyers(s): Michael J. Liston Respondent(s): Capitol Securities & Associates. Respondent Lawyers(s): Michael R. Christy Arbitrator(s): Richard J. Grahn, Nancy E. Watters, John H. Foster Hearing Site: Boston, MA | | $103,500 |