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FINRA Awards for Krittibas Ray

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0150511/21/2016Claimant(s): Joan Wager, Joyce Haber, Lucinda Page, Martha Fakhoury, Maurice Fakhoury, Peter Neuwirth, Sam Regen, Steven Terusaki
Claimant Lawyers(s): Steven J. Rotunno
Respondent(s): Krittibas Ray
Respondent Lawyers(s): Krittibas Ray
Arbitrator(s): Isidoro Berkman, Wendi Lee Eckardt, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
Checkmark Icon$100,000
11-0107310/05/2012Claimant(s): John Mattinen, Lucy Mattinen
Claimant Lawyers(s): Steven J. Rotunno
Respondent(s): Krittibas Ray, White Pacific Securities.
Respondent Lawyers(s): Krittibas Ray, Patrick Baldwin
Arbitrator(s): Ray J. Grzebielski, Renan I. Sugarman, Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$200,000
07-0138309/08/2008Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Krittibas Ray
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, Robert G. Miller, Jerold R. Babin
Hearing Site: San Francisco, CA

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