| 20-02913 | 03/19/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Bradley Gardner
Respondent Lawyers(s): Bradley Everett Gardner
Arbitrator(s): Jeffrey M. Allen
Hearing Site: San Francisco, CA
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| 19-01989 | 11/24/2020 | Claimant(s): Bradley Gardner
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Daniel Catone, Redwood Investment Group.
Respondent Lawyers(s): Cary S. Lapidus
Arbitrator(s): Dean J. Dietrich, Scott Robert Shewan, Jonathan Polland
Hearing Site: San Francisco, CA
| | |
| 17-02810 | 12/30/2019 | Claimant(s): John Rossum
Claimant Lawyers(s): Melinda J. Steuer
Respondent(s): Bradley Gardner, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Amir Tadjedin, Christopher A. Stecher
Arbitrator(s): Ralph A. Cotton, Philip Aaron Tymon, Norman Dale Menegat
Hearing Site: San Francisco, CA
|  | Settlement |
| 13-01502 | 10/10/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Bradley Gardner, Daniel Catone, Michael Gibson
Respondent Lawyers(s): Alan M. Steinberg, Cary S. Lapidus
Arbitrator(s): Paul J. Dubow, Thomas D. Reese, Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 10-02387 | 03/30/2011 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Bradley Gardner
Respondent Lawyers(s): Matthew B. Baum
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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