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FINRA Awards for Carlos Guzman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0151904/13/2020Claimant(s): James Vernon-Hunt
Claimant Lawyers(s): James David Vernon-Hunt
Respondent(s): Carlos Guzman
Respondent Lawyers(s): Carlos Guzman
Arbitrator(s): Michael J McAllister, Martin A. Edelstein, Jonathan Blank
Hearing Site: New York, NY
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