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FINRA Awards for Rose Leviton

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0147810/03/2018Claimant(s): Rose Leviton
Claimant Lawyers(s): Christopher J. Major
Respondent(s): David Cohen, Stifel, Nicolaus & Co.., Janney Montgomery Scott LLC
Respondent Lawyers(s): Edwin A. Zipf, Theodore R. Snyder
Arbitrator(s): Anna M. Fanelli, Martin A. Edelstein, Linda J. Baer
Hearing Site: New York, NY
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