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FINRA Awards for Gerard Costello

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0303704/19/2024Claimant(s): Gerard Costello
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
17-0054605/25/2023Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY

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