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FINRA Awards for Jeanne E. Irving

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0080206/01/2018Claimant(s): Joel Kettler
Claimant Lawyers(s): Robert J. Girard
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Alexander
Arbitrator(s): Elliott D. Finkel, Jeanne E. Irving, Jack R. Goetz
Hearing Site: Los Angeles, CA
14-0026906/25/2015Claimant(s): Cathryn Baird, Robert Baird
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Dale Hall, John Gessford, Capwest Securities., Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore, Dale K. Hall, Dale Keith Hall, Kelly F. Ryan
Arbitrator(s): Richard J. Stall, Steven A. Wawra, Jeanne E. Irving
Hearing Site: Los Angeles, CA
Checkmark Icon$107,910
08-0206907/23/2009Claimant(s): David Anderson, Loren Riebe, Nancy Jokerst, William McLean
Claimant Lawyers(s): Kathleen F. Carpenter
Respondent(s): Emmett A Larkin Company., Michael Dawes
Respondent Lawyers(s): Howard Schiffman, Michael Andrew Dawes
Arbitrator(s): John E. Ohashi, John F. Cordova, Jeanne E. Irving
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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