Potomac Analytics' Logo

FINRA Awards for Dale K. Hall

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0189608/10/2023Claimant(s): Terry Anderson
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp.
Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild
Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley
Hearing Site: Denver, CO
14-0026906/25/2015Claimant(s): Cathryn Baird, Robert Baird
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Dale Hall, John Gessford, Capwest Securities., Crucible Capital Group.
Respondent Lawyers(s): Charles J. Moore, Dale K. Hall, Dale Keith Hall, Kelly F. Ryan
Arbitrator(s): Richard J. Stall, Steven A. Wawra, Jeanne E. Irving
Hearing Site: Los Angeles, CA
Checkmark Icon$107,910
13-0053204/16/2014Claimant(s): Lingo Family Trust
Claimant Lawyers(s): E. Anthony Reguero
Respondent(s): Jim Lund, Robert Tweed, Capwest Securities., United Securities Alliance.
Respondent Lawyers(s): Dale K. Hall, H Thomas Fehn, Michael Jones
Arbitrator(s): Herbert Leslie Greenberg, Joseph Winter, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
Checkmark Icon$0

3 Results

Display: