10-04513 | 03/06/2013 | Claimant(s): William Adams Claimant Lawyers(s): Philip M. Giordano Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky Arbitrator(s): Melanie S. Cherdack, Elena G. Rodriguez, Ronald Stephen Lieberman Hearing Site: Ft. Lauderdale, FL
| | Expungement |
08-00775 | 09/11/2009 | Claimant(s): Horace Grant Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): William J. Adams, Jonathan Schwartz, William Lee Krantz Hearing Site: Los Angeles, CA
| | $1,460,000 |
08-03574 | 08/31/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Thomas Heinz Teltscher Respondent Lawyers(s): Thomas K. Heinz Teltscher Arbitrator(s): Robert D. Sussin, Gerald C. Tambe, William J. Adams Hearing Site: Los Angeles, CA
| | |
07-01521 | 03/09/2009 | Claimant(s): Robert Shepherd Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Marshall Field, Emmett A Larkin Company., Southwest Securities. Respondent Lawyers(s): Brandon S. Reif, Jonathan D. Neerman, Marshall Field Arbitrator(s): William J. Adams, Arthur T. Berggren, Daniel R. Brush Hearing Site: Los Angeles, CA
| | Expungement |