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FINRA Awards for Jonathan Schwartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0077509/11/2009Claimant(s): Horace Grant
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): William J. Adams, Jonathan Schwartz, William Lee Krantz
Hearing Site: Los Angeles, CA
Checkmark Icon$1,460,000
07-0359403/03/2009Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): John D. Pernick
Respondent(s): Kimberly Hardaker
Respondent Lawyers(s): Byron D. Groves
Arbitrator(s): Jonathan Schwartz, Mary M. O'Neil, Kendall C. Reed
Hearing Site: Los Angeles, CA

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