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FINRA Awards for Raymond Borota

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0323409/15/2022Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer Farrar
Respondent(s): J. Gregory & Company., Salomon Grey Financial Corporation
Respondent Lawyers(s): Corporate Office, Kyle Rowe
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
20-0126310/04/2021Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Emmett A Larkin Company., Pacific Cortez Securities Incorporated, Salomon Grey Financial Corporation
Respondent Lawyers(s): Gordon Hing, Kyle Rowe, Troy Flowers
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
20-0141907/15/2021Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Mark L. Williams
Hearing Site: Dallas, TX

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