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FINRA Awards for Chien Nguyen

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0478602/25/2013Claimant(s): Howard M. and Mary Ann L. Singer Trust
Claimant Lawyers(s): Joshua M. Baskin
Respondent(s): Chien Nguyen, Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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