Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
11-04123 | 12/16/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Sean G. Duffy Respondent(s): Chad Sillman, U.S. Bancorp Investments. Respondent Lawyers(s): Akke Levin Arbitrator(s): Thomas D. Tays, Steven K. Lum, Philip H. Marmurowski Hearing Site: Las Vegas, NV | ||
09-00110 | 08/11/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Martin Vanamen Respondent Lawyers(s): Martin Johanne Vanamen Arbitrator(s): Thomas D. Tays, David M. Seidner, Suzanne M. Dallimore, P.C. Hearing Site: Salt Lake City, UT | ||
07-01662 | 11/24/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory Simon Respondent(s): Donna Shurot Respondent Lawyers(s): Donna Shurot Arbitrator(s): Thomas D. Tays, Thomas P. Delnoce, James W. Warren Hearing Site: Phoenix, AZ |