Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02366 | 04/16/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Laura J. Starr Respondent(s): Richard Trotta Respondent Lawyers(s): Christine E. Goodrich Arbitrator(s): David L. Hodgson, Ellen J. Abrams, Antonio M. Freire Hearing Site: Boca Raton, FL | ||
| 09-00127 | 02/17/2010 | Claimant(s): Sanford Josephson, Sanford Josephson Rev Living Trust Claimant Lawyers(s): Alan Foxman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): David L. Hodgson, Gilbert A. Schnirman, Ellen J. Abrams Hearing Site: Boca Raton, FL |  | $0 |
| 08-02599 | 04/20/2009 | Claimant(s): Betsy Rubin, Fred Rubin Revocable Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): David L. Hodgson, Steven E. Eisenberg, Gary Paul Whorton Hearing Site: Boca Raton, FL | | Stipulated Award and Expungement |