| 12-02366 | 04/16/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Trotta
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): David L. Hodgson, Ellen J. Abrams, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | |
| 12-00398 | 06/27/2013 | Claimant(s): Joan Dash, Joel Dash, Joel M. Dash and Joan S. Dash JTWROS, Joan S. Dash Revocable Living Trust, Joel M. Dash Revocable Living Trust
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Gary M. Landau, Dennis M. Ross, Antonio M. Freire
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-01078 | 09/06/2012 | Claimant(s): Donald Aronowitz
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Bernard Kornmehl
Arbitrator(s): James W. Geiger, Gustavus L. Pearthree, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01060 | 07/27/2012 | Claimant(s): Renee Alster
Claimant Lawyers(s): Michael P. Amad
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Monica I. Salis, Edward R. Niederriter, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-01541 | 08/09/2011 | Claimant(s): Thomas Mulvey and Diane Mulvey
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Mark C. Perry, Howard Bernstein, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | $0 |
