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FINRA Awards for Fred Rubin Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0259904/20/2009Claimant(s): Betsy Rubin, Fred Rubin Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): David L. Hodgson, Steven E. Eisenberg, Gary Paul Whorton
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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