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FINRA Awards for Courtney R. Reid

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0080810/03/2014Claimant(s): Thomas Strehl and Barbara Strehl
Claimant Lawyers(s): Richard E. Nell
Respondent(s): Daniel Balch, Woodbury Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
Checkmark Icon$9,600
13-0098806/16/2014Claimant(s): Michael Bombardier
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Robert H. Watts, Nickolas F. Monteforte, Joseph Charles Kennedy
Hearing Site: Montpelier, VT
13-0010304/25/2014Claimant(s): Roslyn Grodzin
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Sagepoint Financial., Ronald Smith
Respondent Lawyers(s): Courtney R. Reid, Ronald Smith
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
Checkmark Icon$42,808
12-0407207/19/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Paul Joseph Piscitelli
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
10-0516205/23/2011Claimant(s): James Quincy Steigelman
Claimant Lawyers(s): James Q. Steigelman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
Checkmark Icon$10,590
09-0392007/26/2010Claimant(s): Frank Dottori
Claimant Lawyers(s): Timothy P Gunning
Respondent(s): Ameriprise Financial Services., Robert Lucarelli
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
Checkmark Icon$0
09-0679505/26/2010Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Richard Ryder
Respondent Lawyers(s): Richard J Ryder
Arbitrator(s): Robert W. Kneeland
Hearing Site: Tampa, FL
09-0305005/07/2010Claimant(s): Shan Kumar
Claimant Lawyers(s): William A. Linton
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Roy J. Moceri
Hearing Site: Seattle, WA
09-0480805/04/2010Claimant(s): Penni Morris, Walter Morris, Walter A Morris III and Penni Morris
Claimant Lawyers(s): Penni & Walter Morris
Respondent(s): Ameriprise Financial Services., Michael Hanke
Respondent Lawyers(s): Courtney R. Reid, Nancy Landy
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
Checkmark Icon$26,475
09-0063404/14/2010Claimant(s): Joan Sharpless, J&J Trust
Claimant Lawyers(s): Stephen D. Phillabaum
Respondent(s): Ameriprise Financial Services., Centaurus Financial.
Respondent Lawyers(s): Courtney R. Reid, Shannon L. McDougald
Arbitrator(s): Jerome O. Cohen, Richard Lawrence Hinton, Stephen E. DeForest
Hearing Site: Seattle, WA
Checkmark Icon$58,800

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