14-00808 | 10/03/2014 | Claimant(s): Thomas Strehl and Barbara Strehl Claimant Lawyers(s): Richard E. Nell Respondent(s): Daniel Balch, Woodbury Financial Services. Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): Terry F. Peppard Hearing Site: Milwaukee, WI
| | $9,600 |
13-00988 | 06/16/2014 | Claimant(s): Michael Bombardier Claimant Lawyers(s): Christine E. Goodrich Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): Robert H. Watts, Nickolas F. Monteforte, Joseph Charles Kennedy Hearing Site: Montpelier, VT
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13-00103 | 04/25/2014 | Claimant(s): Roslyn Grodzin Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Sagepoint Financial., Ronald Smith Respondent Lawyers(s): Courtney R. Reid, Ronald Smith Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL
| | $42,808 |
12-04072 | 07/19/2013 | Claimant(s): Woodbury Financial Services. Claimant Lawyers(s): Courtney R. Reid Respondent(s): Paul Piscitelli Respondent Lawyers(s): Paul Joseph Piscitelli Arbitrator(s): Noel K. Evans Hearing Site: Orlando, FL
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10-05162 | 05/23/2011 | Claimant(s): James Quincy Steigelman Claimant Lawyers(s): James Q. Steigelman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI
| | $10,590 |
09-03920 | 07/26/2010 | Claimant(s): Frank Dottori Claimant Lawyers(s): Timothy P Gunning Respondent(s): Ameriprise Financial Services., Robert Lucarelli Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
| | $0 |
09-06795 | 05/26/2010 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Courtney R. Reid Respondent(s): Richard Ryder Respondent Lawyers(s): Richard J Ryder Arbitrator(s): Robert W. Kneeland Hearing Site: Tampa, FL
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09-03050 | 05/07/2010 | Claimant(s): Shan Kumar Claimant Lawyers(s): William A. Linton Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Courtney R. Reid Arbitrator(s): Roy J. Moceri Hearing Site: Seattle, WA
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09-04808 | 05/04/2010 | Claimant(s): Penni Morris, Walter Morris, Walter A Morris III and Penni Morris Claimant Lawyers(s): Penni & Walter Morris Respondent(s): Ameriprise Financial Services., Michael Hanke Respondent Lawyers(s): Courtney R. Reid, Nancy Landy Arbitrator(s): Marie G. Peterson Hearing Site: Boca Raton, FL
| | $26,475 |
09-00634 | 04/14/2010 | Claimant(s): Joan Sharpless, J&J Trust Claimant Lawyers(s): Stephen D. Phillabaum Respondent(s): Ameriprise Financial Services., Centaurus Financial. Respondent Lawyers(s): Courtney R. Reid, Shannon L. McDougald Arbitrator(s): Jerome O. Cohen, Richard Lawrence Hinton, Stephen E. DeForest Hearing Site: Seattle, WA
| | $58,800 |