| 09-01690 | 10/08/2015 | Claimant(s): The Estate of Gregory N. McKnight, The Estate of Legisi Holdings, The Estate of Legisi Marketing.
Claimant Lawyers(s): Charles E. Murphy
Respondent(s): Alan Goddard, Eric Bloom, Michael Lichtenstein, Allen Goddard McGowan Pak & Partners LLC
Respondent Lawyers(s): Eric Bloom, Jerome M. Selvers
Arbitrator(s): Suzanne H Slick, James L. Karpen, Harvey Burdick
Hearing Site: Detroit, MI
|  | Stipulated Award |
| 13-01969 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel Mauch
Respondent(s): Donald Rentz
Respondent Lawyers(s): Donald J. Rentz
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | |
| 10-05207 | 08/30/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Michael Leake
Respondent Lawyers(s): Bryce H. Bennett
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | |
| 10-05162 | 05/23/2011 | Claimant(s): James Quincy Steigelman
Claimant Lawyers(s): James Q. Steigelman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | $10,590 |
| 10-04363 | 04/20/2011 | Claimant(s): Ismail Jamoua
Claimant Lawyers(s): Ismail Jamoua
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | |
| 08-00846 | 10/29/2008 | Claimant(s): Jyoti Shah
Claimant Lawyers(s): Jyoti A. Shah
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | $0 |
