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FINRA Awards for Samuel Mauch

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0063311/01/2021Claimant(s): Chukwuemeka Nwasike
Claimant Lawyers(s): Chiquita Hall-Jackson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Samuel Mauch
Arbitrator(s): Mark L Miller, Leon Fox, Alicia Hilton
Hearing Site: Chicago, IL
17-0198712/14/2018Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel Mauch
Respondent(s): Richard Hartnett
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Jack A. Helms
Hearing Site: Columbia, SC
13-0196912/04/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel Mauch
Respondent(s): Donald Rentz
Respondent Lawyers(s): Donald J. Rentz
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI

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