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FINRA Awards for James Van Dyke

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0520708/30/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Michael Leake
Respondent Lawyers(s): Bryce H. Bennett
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
11-0181008/29/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): James Herrick
Respondent Lawyers(s): Kraig H. Koach
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
10-0520906/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Thomas O'Malley
Respondent Lawyers(s): Thomas O'Malley
Arbitrator(s): Claude O. Ramer
Hearing Site: Memphis, TN
10-0470104/12/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Nethery
Respondent Lawyers(s): Robert Curtis Nethery
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
10-0201501/19/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Peter Seibert
Respondent Lawyers(s): Steven Rosenberg
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
10-0239712/17/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Buckelew
Respondent Lawyers(s): Joseph Castelluci
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
10-0201312/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Mark Lee
Respondent Lawyers(s): Oscar Schachter
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
10-0204211/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Jonathan Dameron
Respondent Lawyers(s): Jonathan Beau Dameron
Arbitrator(s): Helmut O. Wolff
Hearing Site: Dallas, TX
10-0204011/04/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Cheryl Cox
Respondent Lawyers(s): Cheryl Clark Cox
Arbitrator(s): Hugh C. Durbin
Hearing Site: Nashville, TN
10-0204110/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Pamela Lonzo
Respondent Lawyers(s): Pamela M. Olah
Arbitrator(s): Carole M. Crosby
Hearing Site: Chicago, IL

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