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FINRA Awards for James Herrick

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0181008/29/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): James Herrick
Respondent Lawyers(s): Kraig H. Koach
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL

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