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FINRA Awards for Mark Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0136301/28/2015Claimant(s): Deanne Lee, Mark Lee
Claimant Lawyers(s): Mark A. Lee
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Carol Ann Jensen
Hearing Site: San Francisco, CA
Checkmark Icon$0
10-0201312/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Mark Lee
Respondent Lawyers(s): Oscar Schachter
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY

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