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FINRA Awards for Claude O. Ramer

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0153902/08/2013Claimant(s): Lawrence Droutman
Claimant Lawyers(s): Lawrence Droutman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Claude O. Ramer
Hearing Site: Nashville, TN
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11-0314702/07/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Joseph Martinez
Respondent Lawyers(s): Joseph Luis Martinez
Arbitrator(s): Claude O. Ramer
Hearing Site: Nashville, TN
10-0520906/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Thomas O'Malley
Respondent Lawyers(s): Thomas O'Malley
Arbitrator(s): Claude O. Ramer
Hearing Site: Memphis, TN

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