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FINRA Awards for Steven Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0155806/15/2012Claimant(s): Paul Stanford
Claimant Lawyers(s): Steven Rosenberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Sandor I. Rabkin, James Dale Murphy, Lee McHarg Holland
Hearing Site: Boston, MA
10-0201501/19/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Peter Seibert
Respondent Lawyers(s): Steven Rosenberg
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA

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