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FINRA Awards for Paul Stanford

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0100607/09/2020Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Louis M. Ciavaarra
Respondent(s): Paul Stanford
Respondent Lawyers(s): Paul Stanford
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
11-0155806/15/2012Claimant(s): Paul Stanford
Claimant Lawyers(s): Steven Rosenberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Sandor I. Rabkin, James Dale Murphy, Lee McHarg Holland
Hearing Site: Boston, MA

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