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FINRA Awards for Noel K. Evans

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0407207/19/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Paul Joseph Piscitelli
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
12-0406907/18/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Nicholas Russell
Respondent Lawyers(s): Nicholas James Russell
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
11-0293410/01/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Matthew Tarrance
Respondent Lawyers(s): Matthew A Tarrance
Arbitrator(s): Noel K. Evans
Hearing Site: Tampa, FL
10-0127504/11/2012Claimant(s): Frank Ear and Roseann Ear
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Noel K. Evans
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0031004/10/2012Claimant(s): Gerald Hummel, Ila Hummel, Hummel Family Trust dated 8/8/01
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
Checkmark IconStipulated Award

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