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FINRA Awards for Gerald Hummel

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0445811/08/2012Claimant(s): Gerald Hummel, Ila Hummel, Hummel Family Trust dtd 8/8/01
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Edmund Herbert Hecht
Hearing Site: Orlando, FL
Checkmark Icon$75,000
10-0031004/10/2012Claimant(s): Gerald Hummel, Ila Hummel, Hummel Family Trust dated 8/8/01
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
Checkmark IconStipulated Award

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