| 13-01597 | 10/10/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 12-00108 | 04/01/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): William Braude
Respondent Lawyers(s): William Lincoln Braude
Arbitrator(s): Jack A. Helms
Hearing Site: Jacksonville, FL
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| 11-02934 | 10/01/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Matthew Tarrance
Respondent Lawyers(s): Matthew A Tarrance
Arbitrator(s): Noel K. Evans
Hearing Site: Tampa, FL
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| 10-01899 | 05/04/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Walter Vazquez
Respondent Lawyers(s): Walter Vazquez
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 11-01080 | 11/14/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Jeffrey Farmer
Respondent Lawyers(s): Jeffrey Scott Farmer
Arbitrator(s): David P. Slater
Hearing Site: Orlando, FL
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| 11-00548 | 06/14/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Jeffrey Gargiulo
Respondent Lawyers(s): Gordon C. Lane
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Ft. Lauderdale, FL
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| 10-04449 | 01/20/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Rodel Corriente
Respondent Lawyers(s): Rodel Corriente
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
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| 10-01181 | 12/30/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Christopher Hamilton
Respondent Lawyers(s): Christopher S. Hamilton
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Orlando, FL
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| 09-01054 | 12/17/2010 | Claimant(s): Merrill Lynch, Pierce, Fenner & Smith
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): David Manno
Respondent Lawyers(s): Glenn E. Goldberg
Arbitrator(s): David D. Cohen, William R. Turner, Duncan H. Cameron
Hearing Site: Tampa, FL
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