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FINRA Awards for Fenner & Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0105412/17/2010Claimant(s): Merrill Lynch, Pierce, Fenner & Smith
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): David Manno
Respondent Lawyers(s): Glenn E. Goldberg
Arbitrator(s): David D. Cohen, William R. Turner, Duncan H. Cameron
Hearing Site: Tampa, FL

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