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FINRA Awards for Pierce

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0411501/02/2020Claimant(s): The Lorraine B. Trust 'B', The Wheeler H. Hess Jr Irrevocable Trust
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Merrill Lynch, Pierce, Fenner Inc
Respondent Lawyers(s): Keith S. Olin
Arbitrator(s): Gilbert A. Schnirman, Will Murphy, David Rich
Hearing Site: Boca Raton, FL
Checkmark Icon$25,739
09-0105412/17/2010Claimant(s): Merrill Lynch, Pierce, Fenner & Smith
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): David Manno
Respondent Lawyers(s): Glenn E. Goldberg
Arbitrator(s): David D. Cohen, William R. Turner, Duncan H. Cameron
Hearing Site: Tampa, FL

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