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FINRA Awards for Michael W. Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0235908/08/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Cole
Respondent Lawyers(s): Michael W. Cole
Arbitrator(s): Lewis W. Slaughter, Robert H. Nelson, Gary F. Lang
Hearing Site: Orlando, FL

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