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FINRA Awards for Randal Spears

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0243904/14/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Randal Spears
Respondent Lawyers(s): Randal W. Spears
Arbitrator(s): Theodore E. Davis, Eli Bensky, Gary L. Foose
Hearing Site: Houston, TX

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