Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00833 | 05/06/2016 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Alan Romero Respondent Lawyers(s): Alan Michael Romero Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 14-03770 | 03/30/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Megan A. Smith Respondent(s): David Lavine Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): James A. Parker, Ann Bradford Ligums, G. Dennis Sheehan Hearing Site: Houston, TX | ||
| 12-01090 | 10/24/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Michael Johnson Respondent Lawyers(s): Michael Joseph Johnson Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 11-02964 | 04/19/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Misti Pope Respondent Lawyers(s): Misti Lee Pope Arbitrator(s): Charles A. Joplin Hearing Site: Dallas, TX | ||
| 11-00526 | 03/26/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Joseph Truglio Respondent Lawyers(s): Joseph Ted Truglio Arbitrator(s): Thomas R. Dreiling Hearing Site: Seattle, WA | ||
| 10-05416 | 02/17/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Terry James Respondent Lawyers(s): Terry E. James Arbitrator(s): Dean J. Dietrich Hearing Site: Seattle, WA | ||
| 11-00895 | 01/10/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Gerard Gremillion Respondent Lawyers(s): Gerard Chandler Gremillion Arbitrator(s): Jeffrey R. Jury Hearing Site: New Orleans, LA | ||
| 11-02587 | 12/28/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Robert Wachholder Respondent Lawyers(s): Wendy Byndloss Arbitrator(s): Jack A. Helms Hearing Site: Orlando, FL | ||
| 11-02118 | 12/09/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Aileen D'Agostino Respondent Lawyers(s): Aileen D'Agostino Arbitrator(s): Roman S. Gribbs Hearing Site: Detroit, MI | ||
| 11-02283 | 11/22/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Humbert Michini Respondent Lawyers(s): Humbert A. Michini Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL |