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FINRA Awards for Roman S. Gribbs

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0323011/21/2012Claimant(s): Cynthia Flynn, John Flynn
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dominic Sacca, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Roman S. Gribbs
Hearing Site: Detroit, MI
Checkmark Icon$107,379
11-0211812/09/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Aileen D'Agostino
Respondent Lawyers(s): Aileen D'Agostino
Arbitrator(s): Roman S. Gribbs
Hearing Site: Detroit, MI

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