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FINRA Awards for Terry James

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0541602/17/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Terry James
Respondent Lawyers(s): Terry E. James
Arbitrator(s): Dean J. Dietrich
Hearing Site: Seattle, WA

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