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FINRA Awards for Alan Michael Romero

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0083305/06/2016Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Alan Romero
Respondent Lawyers(s): Alan Michael Romero
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO

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