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FINRA Awards for Brian Holmes

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0057504/26/2017Claimant(s): Brian Holmes, Michelle Holmes
Claimant Lawyers(s): Joel Levin
Respondent(s): Ralph Derose, Wunderlich Securities.
Respondent Lawyers(s): Mark Griffin
Arbitrator(s): Charles Orlove, James Dale Ellis, Ronald Edward Alexander
Hearing Site: Cleveland, OH
Checkmark Icon$1,044,780

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