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FINRA Awards for Sanford L. Dow

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0230111/06/2015Claimant(s): Paula Mott
Claimant Lawyers(s): Sanford L. Dow
Respondent(s): Wunderlich Securities.
Respondent Lawyers(s): Jonathan Cromwell Hancock
Arbitrator(s): R. Lee Britton Jr., John F. Hinrichs, Julie Marie Miller
Hearing Site: Houston, TX

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