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FINRA Awards for Raul Mendez

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0125708/22/2018Claimant(s): Raul Mendez
Claimant Lawyers(s): W. Fulton Broemer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): R. Lee Britton Jr.
Hearing Site: Houston, TX

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