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FINRA Awards for Alan Stanley Petlak

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0129010/07/2024Claimant(s): Glen Strauss, Hank Krakover, Jonathan Lewis
Claimant Lawyers(s): Richard A. Schwartz
Respondent(s): Wells Fargo Clearing Services, Wells Fargo & Company
Respondent Lawyers(s): David W. Moreshead
Arbitrator(s): Olivia J. Valentine, Alan Stanley Petlak, Edward James Weiss
Hearing Site: Los Angeles, CA
23-0292106/10/2024Claimant(s): Jesus Quezada
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Regulus Financial Group
Respondent Lawyers(s): Wendy Clarke
Arbitrator(s): Robert D. Sussin, Noel Harvey Applebaum, Alan Stanley Petlak
Hearing Site: Los Angeles, CA

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