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FINRA Awards for Carol Frances Relihan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0175608/16/2012Claimant(s): Frank Carroll
Claimant Lawyers(s): John R. Strawn
Respondent(s): Muhammad Khan, Bluechip Securities.
Respondent Lawyers(s): Muhammad A. Khan, President
Arbitrator(s): R. Lee Britton Jr., Carol Frances Relihan, Camille Morris Tankersley
Hearing Site: Houston, TX
Checkmark Icon$446,130
07-0252001/07/2009Claimant(s): T. Bradley Sprague & Jeannette Sprague
Claimant Lawyers(s): Douglass D. Hearne
Respondent(s): Steven Hill, Laidlaw & Company, Ltd.
Respondent Lawyers(s): C. Mark Stratton
Arbitrator(s): Jeff Kilgore, Charles S. Chester, Carol Frances Relihan
Hearing Site: Houston, TX
Checkmark Icon$297,051
05-0627305/19/2008Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): James Jackson, Laura Rowley
Respondent Lawyers(s): Robert A. Kantas, Ronald P. Kane
Arbitrator(s): Daniel R. Schmieder, Dale A. Hearn, Carol Frances Relihan
Hearing Site: Houston, TX

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