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FINRA Awards for James Ward

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0320906/29/2018Claimant(s): James Ward
Claimant Lawyers(s): Ryan Cook
Respondent(s): Fmsbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
Checkmark IconStipulated Award
11-0442509/25/2012Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): James Ward, Jr.
Respondent Lawyers(s): James Oather Ward
Arbitrator(s): R. Phillip Reed, David B. Lacks, Matthew R. Salamon
Hearing Site: Little Rock, AR

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