| 18-00013 | 01/10/2019 | Claimant(s): James Elam
Claimant Lawyers(s): James Warren Elam
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson
Hearing Site: Little Rock, AR
| | |
| 13-00170 | 02/14/2014 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Lisa Lewis
Respondent(s): Darren Warden
Respondent Lawyers(s): Darren Neal Warden
Arbitrator(s): Frederick Michael Switzer, John R. Loss, Matthew R. Salamon
Hearing Site: St. Louis, MO
| | |
| 11-04425 | 09/25/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): James Ward, Jr.
Respondent Lawyers(s): James Oather Ward
Arbitrator(s): R. Phillip Reed, David B. Lacks, Matthew R. Salamon
Hearing Site: Little Rock, AR
| | |
| 10-05310 | 11/25/2011 | Claimant(s): Gerald Elsner, Linda Elsner
Claimant Lawyers(s): John Ogles
Respondent(s): Jeffrey Reeves, Roger Clement, Proequities.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): Frances S. Fendler, Eric Spencer Buchanan, Matthew R. Salamon
Hearing Site: Little Rock, AR
|  | $63,199 |
| 06-05002 | 12/30/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David H. Smith
Respondent(s): Jeffrey Myers
Respondent Lawyers(s): Jeffrey Myers
Arbitrator(s): M. Eileen Dorsey, Sandra D. Deters, Matthew R. Salamon
Hearing Site: St. Louis, MO
| | |
| 07-01107 | 06/05/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Gilberta Dorsey
Respondent Lawyers(s): Anthony B. Cameron
Arbitrator(s): Thomas J. McAllister, William Stark Port, Matthew R. Salamon
Hearing Site: St. Louis, MO
| | |
