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FINRA Awards for Patricia Loris

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0266105/07/2020Claimant(s): Patricia Loris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Laurel A. Whelan
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL

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