| 20-01781 | 11/03/2020 | Claimant(s): Alexander Corriere
Claimant Lawyers(s): Alexander Joseph Corriere
Respondent(s): Supreme Alliance LLC
Respondent Lawyers(s): Henry C. Smith II
Arbitrator(s): Ronald L. Lantz
Hearing Site: Salt Lake City, UT
| | |
| 16-02823 | 05/23/2018 | Claimant(s): James Holstine
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Gary Demetri, Robert Marcus, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Terry F. Peppard, Ronald L. Lantz, Kenneth M. Cherrier
Hearing Site: Des Moines, IA
|  | $22,108 |
| 13-00194 | 07/11/2014 | Claimant(s): Jennifer Figge
Claimant Lawyers(s): Rand S. Wonio
Respondent(s): Wells Fargo Advisors, Wells Fargo Wealth Brokerage Insurance A
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Charles G. Michaels, Bruce Brown, Ronald L. Lantz
Hearing Site: Denver, CO
| | $0 |
| 13-01404 | 12/27/2013 | Claimant(s): Elizabeth Duncan, Robert Duncan
Claimant Lawyers(s): David A. Zisser
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Ryan Probstfeld
Arbitrator(s): Samuel E. Wing, Thaddeus J. Tecza, Ronald L. Lantz
Hearing Site: Denver, CO
| | Dismissed by Rule 12206 |
| 11-02325 | 08/30/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Trimbach
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Larry D. Hayden, Charles G. Michaels, Ronald L. Lantz
Hearing Site: Denver, CO
| | |
