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FINRA Awards for Wells Fargo Wealth Brokerage Insurance A

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0019407/11/2014Claimant(s): Jennifer Figge
Claimant Lawyers(s): Rand S. Wonio
Respondent(s): Wells Fargo Advisors, Wells Fargo Wealth Brokerage Insurance A
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Charles G. Michaels, Bruce Brown, Ronald L. Lantz
Hearing Site: Denver, CO
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